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There are approximately 5 results for 文章 containing "AFS"
ASIC revokes XTrade's AFS licence for poor service delivery

ASIC revokes XTrade's AFS licence for poor service delivery

The Australian financial market regulator has cancelled the license of retail forex and contracts for differences (CFDs) issuer XTrade.
Regula06-25
Regulatory/ASIC/AFS
ASIC Introduces New PRS Tool to Simplify Searches

ASIC Introduces New PRS Tool to Simplify Searches

To simplify access to key licensing information, ASIC has announced the launch of a new Professional Registration Search (PRS) tool, which will go live at the end of June 2024.
Brokers Voice06-24
Regulatory/ASIC/AFS
ASIC revokes AFS licence of Sug Ou Jeung

ASIC revokes AFS licence of Sug Ou Jeung

ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based financial services provider Sug Ou Jeung.
Regula06-17
Regulatory/ASIC/AFS
ASIC cancels licence of Everest Asset Management

ASIC cancels licence of Everest Asset Management

ASIC has cancelled the Australian financial services (AFS) licence of Everest Asset Management Pty Ltd.
Regula05-22
Regulatory/ASIC/AFS
ASIC reminds public to be wary of cold-calling operators

ASIC reminds public to be wary of cold-calling operators

In its review, ASIC found that some cold-calling operators were using high-pressure sales tactics and online click-bait ads.
Regula05-08
Regulatory/ASIC/AFS
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