Introduction to Huatai Securities

Since its establishment in 1991, Huatai Securities has 242 business offices and 28 branches in China, and operates its international business outside China through Huatai International and its holdings of Hong Kong business, U.S. subsidiaries and Singapore subsidiaries operating entities.

On 26 February 2010, the Company's A-shares (601688.SH) were listed and traded on the Shanghai Stock Exchange; on 1 June 2015, the Company's H-shares (6886.HK) were listed and traded on the Stock Exchange of Hong Kong; and on 17 June 2019, the Company's Global Depositary Receipts (HTSC.LI) were successfully listed and traded on the London Stock Exchange, making the Company the first Asian registered market maker on the LSE and gained access to major European securities markets. Since then, HTSC has become a Chinese financial institution listed in Shanghai, Hong Kong and London.

In September 2022, set up a subsidiary in Singapore to build a securities service system of "Investment Banking + Wealth + Institutional Trading", covering the emerging economies of Southeast Asia with Singapore as the regional centre. 2018, set up a subsidiary in the United States, which is mainly engaged in the business of investment banking and institutional securities, and actively participates in the listing and trading of Chinese enterprises and block transactions of internationally renowned enterprises in the United States as an underwriter. trading and block trading of internationally renowned companies.

Hawk Insight Exclusive Bonus

During the promotion period (7.1-7.30), new users who successfully open a Huatai Securities account, deposit HK$10,000 and retain it for 30 days through Hawk Insight's exclusive link can receive:

• HK$500 account cash
• 1 share Disney (value HK$911)
• $200 Fund Full Rebate

Traders who successfully complete a trade within 30 days of account opening and deposit will also receive an additional 1-month [HK&U.S. Stocks Trading Free Coupon];

Users who make a net deposit of HK$80,000 in the month of account opening and maintain an average daily net worth of more than HK$80,000 in the following month will be entitled to receive an additional [HK$688 Cash Coupon]!

Huatai Securities Business

By linking domestic and overseas, collaborating across the business chain, and integrating online and offline, Huatai Securities empowers the company's four business segments with its Fintech:

Wealth Management

In terms of agency trading, based on advanced platforms, we have built a sustained leading edge in wealth management and financial technology, acting as an agent for clients in trading stocks, funds, bonds, futures and options, etc. in Hong Kong Stock Connect, stock options, futures intermediary introduction (IB) and precious metals.

In terms of asset allocation, it relies on the resources of the entire business chain to create a product sequence with different risk-return characteristics, and builds a full-process management through the SZSE/SSE quote repurchase, the public announcement of the financial products it sells on behalf of clients, and the disclosure of the risk rating standards of the financial products.

In terms of securities finance, it combines services such as financing and securities financing, securities trading, stock pledging and equity incentive financing to meet the diverse needs of investors.

Institutional Services

Huatai Securities plays a variety of roles to provide clients with full life-cycle first-class integrated financial services with the faces of investment banking, prime brokerage (PB), research, investment trading and institutional sales.

For investment trading, the broker provides three modes of equity trading, FICC trading and OTC derivatives trading, allowing investors to easily access the full range of domestic and overseas products.

Investment Management

It opens up four major authorities for asset management of securities companies, private equity fund management, asset management of fund companies, and asset management of futures companies, shaping an outstanding asset management brand.

International Business

Huatai Group operates international business through its wholly-owned subsidiary, Huatai International, and its holdings of Huatai Financial Holding (Hong Kong), Huatai Securities (U.S.), and Huatai Securities (Singapore).

Huatai International: Connecting to the Group's entire business chain system in an all-round way, strengthening the cross-border linkage of resources, helping clients grasp the opportunities of global asset allocation, better meeting the diversified financial needs of domestic clients going out and overseas clients coming in, and promoting the construction of It also promotes the construction of a cross-border financial product platform covering the primary and secondary markets, and provides a full range of cross-border comprehensive financial services for domestic and overseas clients.

Huatai U.S.A.: Since it was granted a U.S. broker-dealer licence in June 2019, it has been carrying out the business of securities underwriting, securities brokerage for institutional investors and M&A financial advisory in the U.S. It will also be qualified to obtain a proprietary licence in 2020 and 2021, respectively, as well as the business qualification to carry out securities transactions with institutional investors in Canada.

Digital Services

In 2009, Huatai Securities took the lead in the industry in proposing an Internet strategy, and has been committed to the strategic layout and investment in financial technology for a long time, providing customers with differentiated digital products and services, including

• Products: integrated financial terminal, financial service data, high-speed trading counter system, manager service platform, digital employee "Hua Xiaosheng";
• Solutions: trading full-stack solutions, comprehensive asset management solutions.

Hawk Insight Exclusive Bonus

During the promotion period (7.1-7.30), new users who successfully open a Huatai Securities account, deposit HK$10,000 and retain it for 30 days through Hawk Insight's exclusive link can receive:

• HK$500 account cash
• 1 share Disney (value HK$911)
• $200 Fund Full Rebate

Traders who successfully complete a trade within 30 days of account opening and deposit will also receive an additional 1-month [HK&U.S. Stocks Trading Free Coupon];

Users who make a net deposit of HK$80,000 in the month of account opening and maintain an average daily net worth of more than HK$80,000 in the following month will be entitled to receive an additional [HK$688 Cash Coupon]!

Huatai Securities Account Opening Documents

• ID card: the original second-generation resident ID card of 18 years of age or older, and within the validity period, temporary resident ID cards are not supported for the time being;
• Mobile phone: my usual mobile phone;
• Bank card: Huatai Securities online account opening support banks (debit card only): Bank of China, Industrial Bank, Bank of Shanghai, Everbright Bank, Agricultural Bank of China, Guangfa Bank, China Merchants Bank, Pudong Development Bank, Ping An Bank, Construction Bank, Industrial and Commercial Bank of China, Minsheng Bank, Huaxia Bank, Bank of Communications, CITIC Bank, Bank of Jiangsu, Bank of Nanjing, Bank of Ningbo, Postal Savings Bank, Bank of Beijing. Banks will be added gradually. (Note: Pudong Development, China Merchants, Ping An, the first bank to securities to be initiated through the bank side.)

Huatai Securities Account Opening Process

1. Fill out the information, set the password, do the return questionnaire;
2. Submit information;
3. Pass the audit, receive SMS notification;
4. Establishment of three parties;
5. Risk assessment is completed when you first log on to the online trading software, you need to download the latest version of the Professional Edition II or the new version of the uplift wealth pass.

Hawk Insight Exclusive Bonus

During the promotion period (7.1-7.30), new users who successfully open a Huatai Securities account, deposit HK$10,000 and retain it for 30 days through Hawk Insight's exclusive link can receive:

• HK$500 account cash
• 1 share Disney (value HK$911)
• $200 Fund Full Rebate

Traders who successfully complete a trade within 30 days of account opening and deposit will also receive an additional 1-month [HK&U.S. Stocks Trading Free Coupon];

Users who make a net deposit of HK$80,000 in the month of account opening and maintain an average daily net worth of more than HK$80,000 in the following month will be entitled to receive an additional [HK$688 Cash Coupon]!