FINRA fined BofA Securities Inc. $90,080 for violating regulations by filing untimely or inaccurate notices with regulators.

Gary Gensler, chairman of the U.S. Securities and Exchange Commission (SEC), stressed that the mere disclosure of information to investors by cryptocurrency exchanges does not exempt them from regulatory scrutiny.

The Australian financial market regulator has cancelled the license of retail forex and contracts for differences (CFDs) issuer XTrade.

ESMA fines 219 for Scope Ratings GmbH.750,000 euros and issued a notice for violation of the CRA Regulation.

SEC charged four individuals with a multi-year "piggybacking" scheme that resulted in more than $2 million in illicit profits.

The FCA implies that the individuals ran an unauthorized investment scheme, which defrauded investors out of £3.9 million.

To simplify access to key licensing information, ASIC has announced the launch of a new Professional Registration Search (PRS) tool, which will go live at the end of June 2024.

Retail investor trading platform TradeZero America, Inc. has been fined $250,000 by FINRA for reddit marketing failures.

MFSA has revealed that over 25% of the 474 investigations it carried out in 2023 were related to suspected unauthorized financial activities or scams.

Ripple is taking advantage of the SEC's settlement with Terraform Labs to reduce the nearly $2 billion fine proposed for it to $10 million.

FINMA announced that it has opened bankruptcy proceedings against FlowBank SA, a Geneva-based online brokerage and trading bank.

Terraform Labs and its former CEO, Daokun Kuo, have agreed to a settlement agreement by paying approximately $4.5 billion in restitution and civil penalties to the U.S. SEC.

The FSCS confirmed that nine companies were declared in breach of contract in April and May 2024, resulting in more consumers being compensated.

The SEC today announced charges against registered investment adviser Twenty Acre Capital LP for misleading performance advertising.

Vladimir Germanos today serves as CFO of pharma company AVVA Pharmaceuticals in Cyprus.

ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based financial services provider Sug Ou Jeung.

U.S. CFTC issued an Opinion and Order permanently revoking the registration of Ted Brent Alexander of Jackson, Mississippi.

ASIC has issued an interim stop order preventing Hirehood Pty Ltd from offering securities under its CSF offer document.

ASIC has suspended the AFS licence of Responsible Entity Services Limited until 11 June 2025.

The New Zealand Financial Markets Authority (FMA) has filed a civil action against Booster Investment Management Limited (BIML).。