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There are approximately 7 results for 文章 containing "NFA"
NFA fines Sigma Broking $150,000

NFA fines Sigma Broking $150,000

NFA orders London, UK introduction broker Sigma Broking Limited to pay $150,000 fine。
Regula05-29
Regulatory/NFA
Trading.com fined $50,000 to settle NFA charges

Trading.com fined $50,000 to settle NFA charges

The NFA's Business Conduct Committee (BCC) charged Trading.com with failing to file timely daily financial reports, daily trading reports, and monthly financial reports.
Regula05-16
Regulatory/NFA
MetroTrade became NFA member, registered IB at CFTC

MetroTrade became NFA member, registered IB at CFTC

MetroTrade LLC is now registered with the CFTC as an Introducing Broker and is a member of the National Futures Association (NFA).
Regula04-18
Regulatory/CFTC/NFA
NFA says 50.ai may not reapply for membership

NFA says 50.ai may not reapply for membership

The NFA has ordered former NFA member commodity pool operator and forex company 50.ai Investments LLC not to reapply for membership.
Regula04-12
Regulatory/NFA
NFA permanently bans Bit5ive Mining Fund advisers from membership

NFA permanently bans Bit5ive Mining Fund advisers from membership

NFA permanently prohibits Bit5ive Mining Fund Advisor, LLC, a commodity pool operator (CPO) based in Doral, Florida, from becoming a member.。
Regula02-09
监管新闻/NFA
NFA fines Lime Trading $100,000

NFA fines Lime Trading $100,000

The National Futures Association (NFA) has ordered Lime Trading Corp to pay a $100,000 fine.。
Regula02-08
监管新闻/金融服务业/NFA
NFA fines Braemar Securities $140,000

NFA fines Braemar Securities $140,000

Braemar Securities is an NFA Introducing Broker (IB) member based in London, UK。
Regula01-31
监管新闻/金融服务业/NFA
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