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UK financial services firms receive 1.86M complaints in H1 2024, FCA data shows
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ASIC cancels licence of Next Generation Advice
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Ryan Choi to pay $1.8M to settle SEC charges for defrauding readers of Citron Research
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FCA writes to Novus Black Fund investors about unreported losses
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FCA places restrictions on Business Agent Limited
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SEC fines four cos nearly $7M for misleading disclosures regarding cyber risks and intrusions
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FCA targets influencers touting financial services products illegally
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FINRA imposes $250k fine on Fenix Securities
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ASIC cancels Australian financial services licence of Ultiqa Lifestyle Promotions Limited
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FINRA fines Maxim Group for deficient reporting
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FCA imposes £5.4M fine on Volkswagen Finance for treatment of customers in financial difficulty
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HK regulator fast-tracks simple fund authorisation
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Italy`s CONSOB orders blocking of four new illegal investment websites
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FINRA imposes $300k fine on CICC US Securities
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HK regulator suspends former employee of Julius Baer for seven months
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FINRA fines Investment Network, CEO Gary Arnold
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Exclusive: Germany repealing punitive CFDs tax rule, retroactive to 2020
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SEC charges CEO of Student Global with defrauding investors
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HK regulator fines Zheshang International Financial Holdings $2.66M for regulatory breaches
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ASIC warns of increase in reports of stolen shares
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SEC goes after Jeffrey Arsenault and Old Greenwich Capital Advisors
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Italy`s CONSOB orders blocking of access to more unauthorized investment websites
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SEC charges Norman Meier with multi-million dollar securities fraud
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ASIC cancels two Australian financial services licences and 11 Australian credit licences
10-122.52w
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