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FCA revokes Attanta's licence to engage in regulated activities

The UK's Financial Conduct Authority (FCA) has cancelled Attanta Limited's (formerly Neovision Wealth Management Limited) Part 4A licence.。

FCA 吊销 Attanta 从事受监管活动的许可

The UK's Financial Conduct Authority (FCA) has cancelled Attanta Limited's (formerly Neovision Wealth Management Limited) Part 4A licence.。

The FCA took this action because the FCA believes that the company did not carry out regulated activities in connection with Part 4A licensing.。The consequence of the cancellation of the licence is that the company no longer has a licence to carry out any regulated activity。

Attanta was authorised by the FCA on 31 October 2004 and licensed under Part 4A to engage in the following regulated activities related to its asset management business:

  • Investment advice (except for pension transfers and pension opt-outs);
  • Advising on pension transfers and pension withdrawals;
  • Provide advice on P2P protocols
  • advising on regulated mortgage contracts;
  • Consent to conduct regulated activities;
  • arranging (facilitating) investment transactions;
  • arranging (procuring) regulated mortgage contracts;
  • making arrangements for investment transactions;
  • Arrangements for regulated mortgage contracts。

The FCA concluded that the company was not carrying out regulated activities in relation to the Part 4A licence and decided to cancel the company's Part 4A licence。The cancellation of the company's Part 4A license will take effect on February 27, 2024.。

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